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ABC
of heart failure: Aetiology
ABC of heart failure Aetiology G Y H Lip, C R Gibbs, D G Beevers
Causes of heart failure
Coronary artery disease
- Myocardial infarction
- Ischaemia
Hypertension
Cardiomyopathy
- Dilated (congestive)
- Hypertrophic/obstructive
- Restrictive-for example, amyloidosis, sarcoidosis, haemochromatosis
- Obliterative
Valvar and congenital heart disease
- Mitral valve disease
- Aortic valve disease
- Atrial septal defect, ventricular septal defect
Arrhythmias
- Tachycardia
- Bradycardia (complete heart block, the sick sinus syndrome)
- Loss of atrial transport-for example, atrial fibrillation
Alcohol and drugs
- Alcohol
- Cardiac depressant drugs (â blockers, calcium antagonists)
"High output" failure
- Anaemia, thyrotoxicosis, arteriovenous fistulae, Paget's
disease
Pericardial disease
- Constrictive pericarditis
- Pericardial effusion
Primary right heart failure
- Pulmonary hypertension-for example, pulmonary embolism,
cor pulmonale
- Tricuspid incompetence
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The relative importance of aetiological factors in heart failure
is dependent on the nature of the population being studied, as coronary
artery disease and hypertension are common causes of heart failure
in Western countries, whereas valvar heart disease and nutritional
cardiac disease are more common in the developing world. Epidemiological
studies are also dependent on the clinical criteria and relevant
investigations used for diagnosis, as it remains difficult, for
example, to distinguish whether hypertension is the primary cause
of heart failure or whether there is also underlying coronary artery
disease.
Coronary artery disease and its risk factors
Coronary heart disease is the commonest cause of heart failure
in Western countries. In the studies of left ventricular dysfunction
(SOLVD) coronary artery disease accounted for almost 75% of the
cases of chronic heart failure in male white patients, although
in the Framingham heart study, coronary heart disease accounted
for only 46% of cases of heart failure in men and 27% of chronic
heart failure cases in women. Coronary artery disease and hypertension
(either alone or in combination) were implicated as the cause in
over 90% of cases of heart failure in the Framingham study.
Recent studies that have allocated aetiology on the basis of non.invasive
investigations-such as the Hillingdon heart failure study-have identified
coronary artery disease as the primary etiology in 36% of cases
of heart failure. In the Hillingdon study, however, researchers
were not able to identify the primary aetiology in 34% of cases;
this methodological failing has been addressed in the current Bromley
heart failure study, which uses coronary angiography as well as
historical and non.invasive findings.
Coronary risk factors, such as smoking and diabetes mellitus, are
also risk markers of the development of heart failure. Smoking is
an independent and strong risk factor for the development of heart
failure in men, although the findings in women are less consistent.
 |
| Relative risks for development of
heart failure: 36 year follow up in Framingham heart study |
| |
Age
(years) |
| |
Men |
Women |
|
Variable |
35.64 |
65.94 |
35.64 |
65.94 |
 |
| Serum cholesterol
( > 6.3 mmol/l) |
1.2 |
0.9
|
0.7
|
0.8 |
| Hypertension ( >
160/95 mm Hg or receiving treatment) |
4.0
|
1.9
|
3.0
|
1.9 |
| Glucose intolerance
|
4.4
|
2.0
|
7.7
|
3.6 |
| Electrocardiographic
left ventricular hypertrophy |
15.0
|
4.9
|
12.8
|
5.4 |
 |
 |
| Epidemiological studies of aetiology
of heart failure. Values are percentages |
| |
|
Framingham heart study* |
|
| Aetiology |
Teerlink
et al (31 studies 1989.90) |
Men |
Women |
Hillingdon
study |
 |
| Ischaemic |
50 |
59 |
48 |
36 |
| Non.ischaemic: |
50 |
41 |
52 |
64 |
| Hypertension
|
4 |
70 |
78 |
14 |
| Idiopathic |
18 |
0 |
0 |
0 |
| Valvar |
4 |
22 |
31 |
7 |
| Other |
10 |
7 |
7 |
10 |
| "Unknown"
|
13 |
0 |
0 |
34 |
 |
Because of
rounding, totals may not equal 100%.
*Total exceeds 100% as coronary artery disease and
hypertension were not considered as mutually exclusive causes. |
In the prevention arm of SOLVD diabetes was an independent risk
factor (about twofold) for mortality, the development of heart failure,
and admission to hospital for heart failure, whereas in the Framingham
study diabetes and left ventricular hypertrophy were the most significant
risk markers of the development of heart failure. Body weight and
a high ratio of total cholesterol concentration to high density
lipoprotein cholesterol concentration are also independent risk
factors for heart failure. Clearly, these risk factors may increase
the risks of heart failure through their effects on coronary artery
disease, although diabetes alone may induce important structural
and functional changes in the myocardium, which further increase
the risk of heart failure.
Hypertension
Hypertension has been associated with an increased risk of heart
failure in several epidemiological studies. In the Framingham heart
study, hypertension was reported as the cause of heart failure-either
alone or in association with other factors-in over 70% of cases,
on the basis of non.invasive assessment. Other community and hospital
based studies, however, have reported hypertension to be a less
common cause of heart failure, and, indeed, the importance of hypertension
as a cause of heart failure has been declining in the Framingham
cohort since the 1950s. Recent community based studies that have
assessed aetiology using clinical criteria and relevant non.invasive
investigations have reported hypertension to be the cause of heart
failure in 10.20%. However, hypertension is probably a more common
cause of heart failure in selected patient groups, including females
and black populations (up to a third of cases).
 |

Two dimensional echocardiogram (top) and M
mode (bottom) showing left ventricular hypertrophy. A=interventricular
septum B=posterior wall |
Hypertension predisposes to the development of heart failure via
a number of pathological mechanisms, including left ventricular
hypertrophy. Left ventricular hypertrophy is associated with left
ventricular systolic and diastolic dysfunction and an increased
risk of myocardial infarction, and it predisposes to both atrial
and ventricular arrhythmias. Electrocardiographic left ventricular
hypertrophy is strongly correlated with the development of heart
failure, as it is associated with a 14.fold increase in the risk
of heart failure in those aged 65 years or under.
| Effective
blood pressure lowering in patients with hypertension reduces
the risk of heart failure; an overview of trials has estimated
that effective antihypertensive treatment reduces the age standardised
incidence of heart failure by up to 50% |
Cardiomyopathies Cardiomyopathies are defined as the diseases
of heart muscle that are not secondary to coronary disease, hypertension,
or congenital, valvar, or pericardial disease. As primary diseases
of heart muscle, cardiomyopathies are less common causes of heart
failure, but awareness of their existence is necessary to make a
diagnosis. Cardiomyopathies are separated into four functional categories:
dilated (congestive), hypertrophic, restrictive, and obliterative.
These groups can include rare, specific heart muscle diseases (such
as haemochromatosis (iron overload) and metabolic and endocrine
disease), in which cardiac involvement occurs as part of a systemic
disorder. Dilated cardiomyopathy is a more common cause of heart
failure than hypertrophic and restrictive cardiomyopathies; obliterative
cardiomyopathy is essentially limited to developing countries.
 
 
Causes
of dilated cardiomyopathy
Familial
Infectious
- Viral (coxsackie B, cytomegalovirus, HIV)
- Rickettsia
- Bacteria (diphtheria)
- Mycobacteria
- Fungus
- Parasites (Chagas' disease, toxoplasmosis)
- Alcohol
- Cardiotoxic drugs (adriamycin, doxorubicin, zidovudine)
- Cocaine
- Metals (cobalt, mercury, lead)
- Nutritional disease (beriberi, kwashiorkor, pellagra)
- Endocrine disease (myxoedema, thyrotoxicosis, acromegaly,
phaeochromocytoma)
Pregnancy
Collagen disease
- Connective tissue diseases (systemic lupus erythematosus,
scleroderma, polyarteritis nodosa)
Neuromuscular
- Duchenne muscular dystrophy, myotonic dystrophy
Idiopathic |
Dilated cardiomyopathy
Dilated cardiomyopathy describes heart muscle disease in which
the predominant abnormality is dilatation of the left ventricle,
with or without right ventricular dilatation. Myocardial cells are
also hypertrophied, with increased variation in size and increased
extracellular fibrosis. Family studies have reported that up to
a quarter of cases of dilated cardiomyopathy have a familial basis.
Viral myocarditis is a recognised cause; connective tissue diseases
such as systemic lupus erythematosus, the Churg.Strauss syndrome,
and polyarteritis nodosa are rarer causes. Idiopathic dilated cardiomyopathy
is a diagnosis of exclusion. Coronary angiography will exclude coronary
disease, and an endomyocardial biopsy is required to exclude underlying
myocarditis or an infiltrative disease.
Dilatation can be associated with the development of atrial and
ventricular arrhythmias, and dilatation of the ventricles leads
to "functional" mitral and tricuspid valve regurgitation.
Hypertrophic cardiomyopathy
Hypertrophic cardiomyopathy has a familial inheritance (autosomal
dominant), although sporadic cases may occur. It is characterised
by abnormalities of the myocardial fibres, and in its classic form
involves asymmetrical septal hypertrophy, which may be associated
with aortic outflow obstruction (hypertrophic obstructive cardiomyopathy).
Nevertheless, other forms of hypertrophic cardiomyopathy exist-apical
hypertrophy (especially in Japan) and symmetrical left ventricular
hypertrophy (where the echocardiographic distinction between this
and hypertensive heart disease may be unclear). These abnormalities
lead to poor left ventricular compliance, with high end diastolic
pressures, and there is a common association with atrial and ventricular
arrhythmias, the latter leading to sudden cardiac death. Mitral
regurgitation may contribute to the heart failure in these patients.
Restrictive and obliterative cardiomyopathies
 |

Two dimensional (long axis parasternal view) echocardiogram (top)
and M mode echocardiogram (bottom) showing severely impaired left
ventricular function in dilated cardiomyopathy Two dimensional,
apical, four chamber echocardiogram showing dilated cardiomyopathy. |
Restrictive cardiomyopathy is characterised by a stiff and poorly
compliant ventricle, which is not substantially enlarged, and this
is associated with abnormalities of diastolic function (relaxation)
that limit ventricular filling. Amyloidosis and other infiltrative
diseases, including sarcoidosis and haemochromatosis, can cause
a restrictive syndrome. Endomyocardial fibrosis is also a cause
of restrictive cardiomyopathy, although it is a rare cause of heart
failure in Western countries. Endocardial fibrosis of the inflow
tract of one or both ventricles, including the subvalvar regions,
results in restriction of diastolic filling and cavity obliteration.

A=left ventricle; B=left atrium; C=right atrium; D=right ventricle |
Valvar disease
Rheumatic heart disease may have declined in certain parts of the
world, but it still represents an important cause of heart failure
in India and other developing nations. In the Framingham study rheumatic
heart disease accounted for heart failure in 2% of men and 3% of
women, although the overall incidence of valvar disease has been
steadily decreasing in the Framingham cohort over the past 30 years.
Mitral regurgitation and aortic stenosis are the most common causes
of heart failure, secondary to valvar disease.
Mitral regurgitation (and aortic regurgitation) leads to volume
overload (increased preload), in contrast with aortic stenosis,
which leads to pressure overload (increased afterload). The progression
of heart failure in patients with valvar disease is dependent on
the nature and extent of the valvar disease. In aortic stenosis
heart failure develops at a relatively late stage and, without valve
replacement, it is associated with a poor prognosis. In contrast,
patients with chronic mitral (or aortic) regurgitation generally
decline in a slower and more progressive manner.
Colour Doppler echocardiograms showing mitral
regurgitation (left) and aortic regurgitation (right) |
Arrhythmias
Cardiac arrhythmias are more common in patients with heart failure
and associated structural heart disease, including hypertensive
patients with left ventricular hypertrophy. Atrial fibrillation
and heart failure often coexist, and this has been confirmed in
large scale trials and smaller hospital based studies. In the Hillingdon
heart failure study 30% of patients presenting for the first time
with heart failure had atrial fibrillation, and over 60% of patients
admitted urgently with atrial fibrillation to a Glasgow hospital
had echocardiographic evidence of impaired left ventricular function.
Atrial fibrillation in patients with heart failure has been associated
with increased mortality in some studies, although the vasodilator
heart failure trial (V.HeFT) failed to show an increase in major
morbidity or mortality for patients with atrial fibrillation. In
the stroke prevention in atrial fibrillation (SPAF) study, the presence
of concomitant heart failure or left ventricular dysfunction increased
the risk of stroke and thromboembolism in patients with atrial fibrillation.
Ventricular arrhythmias are also more common in heart failure, leading
to a sudden deterioration in some patients; such arrhythmias are
a major cause of sudden death in patients with heart failure.
Alcohol and drugs
Alcohol has a direct toxic effect on the heart, which may lead
to acute heart failure or heart failure as a result of arrhythmias,
commonly atrial fibrillation. Excessive chronic alcohol consumption
also leads to dilated cardiomyopathy (alcoholic heart muscle disease).
Alcohol is the identifiable cause of chronic heart failure in 2.3%
of cases. Rarely, alcohol misuse may be associated with general
nutritional deficiency and thiamine deficiency (beriberi). Chemotherapeutic
agents (for example, doxorubicin) and antiviral drugs (for example,
zidovudine) have been implicated in heart failure, through direct
toxic effects on the myocardium.
Other causes
Infections may precipitate heart failure as a result of the toxic
metabolic effects (relative hypoxia, acid base disturbance) in combination
with peripheral vasodilation and tachycardia, leading to increased
myocardial oxygen demand. Patients with chronic heart failure, like
patients with most chronic illnesses, are particularly susceptible
to viral and bacterial respiratory infections. "High output" heart
failure is most often seen in patients with severe anaemia, although
thyrotoxicosis may also be a precipitating cause in these patients.
Myxoedema may present with heart failure as a result of myocardial
involvement or secondary to a pericardial effusion.
The table of epidemiological studies of the aetiology of heart
failure is adapted and reproduced with permission from Cowie MR
et al (Eur Heart J 1997;18:208.25). The table showing relative risks
for development of heart failure (36 year follow up) is adapted
and reproduced with permission from Kannel WB et al (Br Heart J
1994;72:S3.9).
D G Beevers is professor of medicine in the university department
of medicine and the department of cardiology, City Hospital, Birmingham.
The ABC of heart failure is edited by C R Gibbs, M K Davies, and
G Y H Lip. CRG is research fellow and GYHL is consultant cardiologist
and reader in medicine in the university department of medicine
and the department of cardiology, City Hospital, Birmingham; MKD
is consultant cardiologist in the department of cardiology, Selly
Oak Hospital, Birmingham. The series will be published as a book
in the spring
 
Arrhythmias and heart failure: mechanisms Tachycardias
- Reduce diastolic ventricular filling time
- Increase myocardial workload and myocardial oxygen demand,
precipitating ischaemia
- If they are chronic, with poor rate control, they may
lead to ventricular dilatation and impaired ventricular
function ("tachycardia induced cardiomyopathy")
Bradycardias
- Compensatory increase in stroke volume is limited in
the presence of structural heart disease, and cardiac
output is reduced
Abnormal atrial and ventricular contraction
- Loss of atrial systole leads to the absence of active
ventricular filling, which in turn lowers cardiac output
and raises atrial pressure-for example, atrial fibrillation
- Dissociation of atrial and ventricular activity impairs
diastolic ventricular filling, particularly in the presence
of a tachycardia-for example, ventricular tachycardia
|
 
| Prevalence (%) of atrial fibrillation in major heart
failure trials |
| Trial |
NYHA class* |
Prevalence of atrial fibrillation |
| SOLVD |
I-III |
6 |
| V.HeFT I |
II-III |
15 |
| V.HeFT II |
II-III |
15 |
| CONSENSUS |
III-IV |
50 |
CONSENSUS = cooperative north Scandinavian
enalapril survival study.
*Classification of the New York Heart Association. |

Electrocardiogram showing atrial fibrillation with a rapid ventricular response |
Key references
- Cowie MR, Wood DA, Coats AJS, Thompson SG, Poole.Wilson
PA, Suresh V, et al. Incidence and aetiology of heart
failure: a population.based study. Eur Heart J 1999;20:421.8.
- Eriksson H, Svardsudd K, Larsson B, Ohlson LO, Tibblin
G, Welin L, et al. Risk factors for heart failure in the
general population: the study of men born in 1913. Eur
Heart J 1989;10:647.56.
- Levy D, Larson MG, Vasan RS, Kannel WB, Ho KKL. The
progression from hypertension to congestive heart failure.
JAMA 1996;275:1557.62.
- Oakley C. Aetiology, diagnosis, investigation, and management
of cardiomyopathies. BMJ 1997;315:1520.4.
- Teerlink JR, Goldhaber SZ, Pfeffer MA. An overview of
contemporary etiologies of congestive heart failure. Am
Heart J 1991;121:1852.3.
- Wheeldon NM, MacDonald TM, Flucker CJ, McKendrick AD,
McDevitt DG, Struthers AD. Echocardiography in chronic
heart failure in the community. Q J Med 1993;86:17.23.
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