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Gene therapy: lessons learnt from the past decade
It is more than a decade since the first approved clinical trial to put genes into the cells of human beings was initiated. In that first trial, investigators at the US National Institutes of Health used a modified mouse leukaemia virus to insert a DNA marker into lymphocytes being used to treat cancer.1 A year later, a similar viral technique was used as treatment for two girls who had severe combined immunodeficiency with mutant adenosine deaminase.2 Ten years and more than 3000 patients later, it is appropriate to ask, "Where are we now?"
Summary points
- The first approved human gene transfer experiments took place 10 years ago; more than 3000 patients have been treated since
- Because the technical challenges were not fully understood, results from early trials were perceived as unsuccessful
- Technical challenges - including in vivo delivery, the immune responses, and gene regulation - have been researched vigorously and progress has been made
- The list of gene transfer vectors that can be used in gene therapy experiments is growing, as is understanding of the biology and immunology of these systems
- Gene therapy is now a robust scientific discipline with an array of new reagents which will soon be ready for specific clinical applications
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Where are we now?
Initial speculation that gene therapy would quickly revolutionise medicine has clearly been wrong. As is often the case when entirely new areas of work develop, there was an overoptimistic view of the pace of progress and an underestimation of the problems remaining to be overcome. In something of a knee jerk reaction, many scientific pundits declared gene therapy dead or, at best, a potentially useful research tool that was being aggressively oversold by a few biotechnology companies. In reality, the science of gene transfer was progressing quickly in a classic reiterative process, where lessons learned from the early clinical studies were redirecting the course of research. Gene therapy is now a robust scientific discipline encompassing specialties and subspecialties, and an array of new reagents are nearing availability for specific clinical applications.
Delivery
One of the challenges that was not fully appreciated was the difficulty encountered in delivering genes to the cells that need correction. Since the techniques for modifying mutant genes directly (gene correction) were far too inefficient to be useful clinically, it was necessary to treat genetic disorders by adding a normal copy of the mutant gene to the cells (addition gene therapy). Both viral and non-viral techniques for gene delivery have been tested clinically.3 Viral methods have proved to be the most efficient to date, particularly in applications that require stable integration of the delivered gene. The molecular weight of the DNA encoded by clinically relevant genes is very large and this mass becomes even larger (greater than one million) when it is packaged into a replication inactivated virus. The viral vectors used in gene therapy are inactivated to remove any chance that they might themselves cause disease. However, by crippling replication, the mechanism that viruses normally use to spread genes in the body is also inactivated. The laws of physics concerned with diffusion of large molecules then govern the spread of the vector. This diffusion is often further limited by the small intercellular spaces through which the viral particles must move and by the presence of viral binding ligands on the surface of the cells they are trying to move beyond. Although ex vivo gene treatment should avoid some of these delivery problems, the limited tropism and the dependence on the cell cycle of early gene transfer vectors gave disappointing results in initial efforts to target cells such as haematopoietic stem cells.4
Physiological regulation
Physiological regulation of the added genes is another major challenge. To achieve a long term effect, integration of the added gene into the chromosomal DNA of the host may be essential. Unfortunately, the most efficient integrating gene transfer systems use small viral vectors such as retroviruses that are unable to accommodate full length human genes containing all of their original regulatory sequences. In most viral vectors, genomic gene sequences are replaced by smaller cDNAs, thereby losing the regulatory information (enhancers, etc) encoded in the deleted introns. Furthermore, short viral or heterologous cellular promoters are often substituted, resulting in a gene expression pattern that may be fundamentally different from the expression of the normal endogenous gene. Random integration of gene transfer vectors at different chromosomal locations can also adversely influence gene expression. In addition, some of the early attempts to use these gene transfer systems have encountered problems related to the development of immune responses directed towards the viral vectors and even against some of the transgenes expressed in the treated cells.5,6 These technical limitations forced investigators to look for candidate disorders outside the traditional genetic diseases.
Current trials
Clinical trials are currently addressing a very broad range of potential delivery systems and disease targets (figure, tables 1 and 2, and box). Of the 313 trials listed in the public database maintained by the US National Institute of Health, 70% are involved in the treatment of cancer. The preponderance of cancer related trials (figure, table 2) may surprise readers who think of gene therapy as a treatment option for genetic diseases (table 1). However, in the broader context, gene therapy is another form of drug delivery, and this accounts for the wide variety of applications of the "technique." These applications include treatments aimed at a diverse list of disorders including arthritis, HIV infection, dozens of different types of cancers, and extremely rare genetic diseases. With a few exceptions, the number of patients enrolled in any given trial is small (generally fewer than 20). This is mainly because of the requirement for ex vivo manipulation of the individual patient's cells.
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| Table 1 - Current trials in gene therapy for monogenic disorders. Data for US trials only; compiled by National Institutes of Health, Office of Recombinant DNA Activities |
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| Disease |
No of trials |
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1 Antitrypsin deficiency |
1 |
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| Chronic granulomatous disease |
3 |
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| Cystic fibrosis |
18 |
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| Familial hypercholesterolaemia |
1 |
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| Fanconi anaemia |
2 |
 |
| Gaucher disease |
3 |
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| Hunter syndrome |
1 |
 |
| Omithine transcarbamylase deficiency |
1 |
 |
| Purine nucleoside phosphorylase deficiency |
1 |
 |
| Severe combined immunodeficiency with mutant adenosine deaminase |
1 |
 |
| X linked severe combined immunodeficiency |
1 |
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| Leucocyte adherence deficiency |
1 |
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| Canavan disease |
2 |
 |
| Haemophilia |
3 |
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| Gyrate atrophy |
1 |
 |
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| Table 2 - Gene therapy approaches in cancer.
Data for US trials only; compiled by National Institutes of Health, Office of Recombinant DNA Activities |
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| Therapeutic approach |
No of trials |
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| Antisense |
5 |
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| Chemoprotection |
9 |
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| Immunotherapy |
 |
| In vitro transduction |
60 |
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| In vivo transduction |
59 |
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| Prodrugs, herpes simplex virus thymidine kinare, and ganciclovir |
30 |
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| Tumour suppressor gene |
23 |
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| Single chain antibody |
2 |
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| Oncogene down regulation |
3 |
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| Vector directed cell lysis |
2 |
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Gene therapy trials in United States
- Genetic disease - 18 trials
- HIV disease - 21 trials
- Cancer - 196 trials
- Other - 3 trials
Information supplied by US National Institutes of Health, Office of Recombinant DNA Activities
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Direct in vivo gene transfer
Direct in vivo gene transfer (often called the holy grail of gene therapy) is being tested with increasing frequency and with some encouraging results. The types of gene transfer reagents being used in the clinic range from injections of simple DNA molecules and DNA-lipid complexes to genetically modified hybrid animal viruses. Naked DNA alone, either in the form of an oligonucleotide or as a plasmid, is the simplest form of gene transfer reagent that can be used to transfect some cell types directly. For example, direct DNA injections are being used as a new generation of vaccines where the DNA directs the expression of an antigen.7 One of the more encouraging results in recent reports comes from the use of injections of DNA encoding vascular endothelial growth factors to promote angiogenesis in tissues affected by vascular insufficiency.8

Proportion of protocols for human gene therapy trials relating to various types of disease
Viral vectors
The list of modified viruses that can be used in gene therapy experiments continues to increase, as does the understanding of the biology and immunology of these systems (box). Early experiments using adenovirus showed a rapid and important immune response against viral proteins and transgenes.5 Subsequently, investigators have worked to produce a new generation of adenoviral vectors without viral genesthe so called "gutted" adenovirus.9 These highly modified adenoviral vectors have shown appreciable long term persistence in a number of animal model studies. There are also exciting reports on the use of the human adeno-associated virus as a gene transfer vector.10 This ubiquitous virus is not associated with any serious human disease and has the useful property of being able to infect mature differentiated cells such as muscle or neurons. The main drawbacks to using the adeno-associated virus vector system are the limited coding capacity of the vector (about 4.0 kb) and the laborious production systems.
| Viral vectors used in gene therapy
Integrating viral vectors
- Retrovirus (murine leukaemia virus)
- Adeno-associated virus
- Lentivirus
Non-integrating viral vectors
- Adenovirus
- Alphavirus
- Herpes simplex virus
- Vaccinia
Information supplied by US National Institutes of Health, Office of Recombinant DNA Activities
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Encouraging results have been reported from long term animal studies of gene transfer and expression by direct injection of vector into the brain, muscle, and liver.11,12 These data have led to an increased interest in adeno-associated virus and expanded its use in human gene therapy trials. One of the most exciting applications is adeno-associated vector injection into muscle. A trial was recently initiated to inject factor IX expressing adeno-associated vectors into the muscles of patients with haemophilia B, and similar approaches have been proposed for retinitis pigmentosa, familial hypercholesterolaemia, and muscular dystrophy.
Nucleotide exchange
Viral mediated gene transfer methods result in new genetic material being added to the existing cells' genome - they do not correct the underlying genetic defect that causes the disease. Revolutionary changes are under way in non-viral mediated gene transfer and gene correction, which may lead to a paradigm shift in our thinking about the types of diseases that can be treated by gene therapy. A new experimental strategy to correct single nucleotide mutations in genomic DNA has recently been developed.13,14 A chimeric oligonucleotide comprising RNA and DNA residues in a duplex conformation was used to target the desired nucleotide exchange. The approach was based on the observation that RNA-DNA hybrids were highly active in homologous pairing reactions in vitro. The duplex conformation was designed with 2'-O methylated RNA-DNA stems and poly-T hairpin loops for chemical and thermal stability as well as resistance to helicases and RNA and DNA nucleases. The RNA-DNA sequence is complementary to that of the target gene, except that it contains one mismatched nucleotide when aligned with the genomic DNA sequence. It seems this unpaired nucleotide is recognised by endogenous repair systems, resulting in an alteration of the DNA sequence of the targeted gene. If these methods can be developed for clinical application, they could mediate the correction of mutations that cause disease. This would be a major advance for gene therapy.

Three dimensional crystal structure of a hammerhead ribozyme
Gene therapy-related links on world wide web
European Society of Gene Therapy at www.cbt.ki.se/ewgt/
American Society of Gene Therapy at www.asgt.org/
US National Institutes of Health, Office of Recombinant DNA Activities (RAC), www.nih.gov/od/orda/
Clinical Gene Therapy Branch, National Institutes of Health, at www.nhgri.nih.gov/Intramural_research/Clinical_therapy/
Hopeful future
Gene therapy today is at a stage similar to that experienced in the 1980s by recombinant proteins and monoclonal antibodies in medicine - that is, much hope and speculation but very few products. Recombinant proteins such as insulin, erythropoietin, and various cytokines are now common in medical practice. The future of gene therapy is equally exciting, and the next few years should prove interesting.
Footnotes
Competing interests: RMB is employed by Kimeragen, Inc and has consulted for ARIAD Pharmaceuticals, Genetic Therapy/Systemix/Novartis, and Baxter Healthcare. RMB has shares or stock options in Kimeragen, ARIAD, and Cell Genesys Inc.
Richard A Morgan interim chiefa
R Michael Blaese chief scientific officerb.
a Clinical Gene Therapy Branch, National Institutes of Health, Bethesda, MD 20892, USA,
b Kimeragen Inc, Newtown, PA 18940, USA
Correspondence to: R A Morgan rmorgan@nhgri.nih.gov
References
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- Blaese RM, Culver KC, Miller AD, Carter CS, Fleisher T, Sheare G, et al. T lymphocyte-directed gene therapy for ADA- SCID: initial trial results after 4 years. Science 1995; 270: 475-480[Abstract].
- Gewirtz AM, Sokol DL, Ratajczak MZ. Nucleic acid therapeutics: state of the art and future prospects. Blood 1998; 92: 712-736[Full Text].
- Dunbar CE, Cottler-Fox M, O'Shaughnessy JA, Doren S, Carter C, Berenson R, et al. Retrovirally marked CD34-enriched peripheral blood and bone marrow cells contribute to long-term engraftment after autologous transplantation. Blood 1995; 85: 3048-3057[Abstract].
- Yang Y, Nunes FA, Berencsi K, Furth EE, Gönczöl E, Wilson JM. Cellular immunity to viral antigens limits E1-deleted adenoviruses for gene therapy. Proc Natl Acad Sci USA 1994; 91: 4407-4411[Medline].
- Riddell SR, Elliott M, Lewinsohn DA, Gilbert MJ, Wilson L, Manley SA, et al. T-cell mediated rejection of gene-modified HIV-specific cytotoxic T lymphocytes in HIV-infected patients. Nat Med 1996; 2: 216-223[Medline].
- Donnelly JJ, Ulmer JB, Shiver JW, Liu MA. DNA vaccines. Annu Rev Immunol 1997; 15: 617-648[Abstract/Full Text].
- Henry TD. Therapeutic angiogenesis. BMJ 1999; 319: 1536-1539.
- Schiedner G, Morral N, Parks RJ, Wu Y, Koopmans SC, Longston C, et al. Genomic DNA transfer with a high-capacity adenovirus vector results in improved in vivo gene expression and decreased toxicity. Nature Genet 1998; 18: 180-183[Medline].
- Muzyczka N. Use of adeno-associated virus as a general transduction vector for mammalian cells. Curr Top Microbiol Immunol 1992; 158: 97-123[Medline].
- Miao CH, Snyder RO, Schowalter DB, Patijn GA, Donahue B, Winther B, Kay MA. The kinetics of rAAV integration in the liver. Nature Genet 1998; 19: 13-15[Medline].
- Song S, Morgan M, Ellis T, Poirier A, Chesnut K, Wang J, et al. Sustained secretion of human alpha-1-antitrypsin from murine muscle transduced with adeno-associated virus vectors. Proc Natl Acad Sci USA 1998; 95: 14384-14388[Abstract/Full Text].
- Cole-Strauss A, Yoon K, Xiang Y, Byrne BC, Rice MC, Gryn J, et al. Correction of the mutation responsible for sickle cell anemia by an RNA-DNA oligonucleotide. Science 1996; 273: 1386-1389[Abstract].
- Kren BT, Bandyopadhyay P, Steer CJ. In vivo site-directed mutagenesis of the factor IX gene by chimeric RNA/DNA oligonucleotides. Nat Med 1998; 3: 285-290.

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